The news: The Australian Securities and Investments Commission (ASIC) has appointed Victoria Weekes as the chair of its markets disciplinary panel (MDP), replacing Simon Gray who has retired from the ...
Sydney-based stockbroking firm Petra Capital Pty Ltd (Petra Capital) has been fined $205,350 by the Markets Disciplinary Panel (MDP) for misreporting ...
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Petra Capital receives $205k fine for failure to report regulatory data
The news: Sydney-based stockbroking firm Petra Capital has received a $205,350 fine from ASIC after it was found to have misreported more than 3,600 regulatory data records. The context: ASIC said the ...
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