The U.S. Securities and Exchange Commission (SEC) has issued a rule proposal (the Proposal) that would significantly expand the definition of "exchange" under Rule 3b-16 of the Securities Exchange Act ...
The amended definition could provide a new means for the SEC to regulate crypto platforms. We previously published a blog post on the set of proposed amendments (Proposal) issued on January 26, 2022, ...
Uyeda on Monday criticized a proposal to include 'communications protocols' when defining 'exchange' He said it was a 'mistake' to link Treasury markets regulation and regulating the crypto sector The ...
The SEC on Friday voted to reopen the comment period on a proposal that would expand the definition of "exchange" under Rule 3b-16 of the Securities Exchange Act of 1934. The proposal, unveiled in ...
Gary Gensler reminded a conference on Treasury bonds about a proposed rule change that would impact DeFi, too. The United States Securities and Exchange Commission will continue to pursue changes to ...
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on the proposed amendments to the Exchange Act. The Proposal seeks to amend Regulation ATS and Rule 3b-16 under the ...
An exchange is an open, organised marketplace for commodities, stocks, securities, derivatives and other financial instruments. The terms exchange and market are often used interchangeably, as they ...
In its third letter to the SEC, the crypto exchange said it would withdraw the proposal, which was first released in 2022, and start over again. Coinbase has submitted a new letter to the United ...